Flagship course

Fintech Onboarding Control Audit

A six-module program that takes compliance, risk, and internal audit practitioners from control inventory through fieldwork evidence and remediation tracking — centered on KYC onboarding in digital financial services.

Cohort format · live sessions + labs · informational price ₩1,280,000 per seat

Instructor presenting to a small professional group

Who it is for

Second-line and audit staff who own the onboarding story

Ideal for teams that already run KYC workflows but need audit-ready control documentation, defensible sampling, and issue wording that operations can remediate without endless clarification loops.

  • Map onboarding risk points to control owners and evidence sources
  • Build sampling plans for retail and SME digital onboarding volumes
  • Produce a fieldwork pack a peer reviewer can follow without a walkthrough

Curriculum

Modules

  1. Onboarding risk universe Define product-level risks for identity, sanctions screening handoffs, and beneficial ownership collection in app-led journeys.
  2. Control design & ownership Separate preventive, detective, and monitoring controls; document frequency, systems of record, and exception paths.
  3. Evidence architecture Align screenshots, API logs, case notes, and maker-checker trails so each control assertion has a durable source.
  4. Sampling & fieldwork Select populations, overweight higher-risk cohorts, and record selection logic auditors will accept.
  5. Findings & residual risk Draft ranked issues with root cause hypotheses, owners, and retest criteria — including a lab with intentionally incomplete files.
  6. Reporting & remediations Assemble the pack: executive summary, workpapers index, open issues, and a 90-day retest calendar.

Instructor

Hyeon-seo Park

Former group internal audit manager for a Seoul-based digital payments firm; now designs fieldwork curricula for App Infrastructure. Focus areas include onboarding control testing, vendor KYC oversight, and issue tracking that survives board reporting cycles.

Sessions delivered in English · materials reference Korea operating context

Portrait of a professional woman in an office setting

Informational pricing

Seat overview

Pricing is published for planning only. There is no checkout on this site — contact us to reserve a cohort seat.

Individual cohort seat

₩1,280,000

Six live modules, lab files, and peer review of one evidence pack outline.

See all program seats for clinics and briefings.

FAQ

Straight answers

Do we need production KYC data in class?

No. Labs use anonymized synthetic case files. You may optionally map exercises to your own inventory offline, but we never ask you to upload customer data.

Is this a substitute for legal advice?

No. The course teaches control audit craft. Regulatory interpretation for your license type should involve counsel and your compliance framework owners.

What is a real limitation of this program?

We do not certify you as an auditor, and we do not cover sanctions list screening algorithm tuning in depth. Teams needing model validation for screening engines should bring a specialist — our scope stops at control design, testing, and documentation around those feeds.

Language and timezone?

Instruction is in English. Live sessions are scheduled for Korea Standard Time with recordings available for 30 days after each module.

From recent cohorts

“Module four’s sampling memo became the template our IA team still uses. The remediation wording in module five took longer to absorb — we redid two drafts after class.”
Sora L. · Compliance Operations, Busan
“Strong on evidence architecture. If you already live in workpapers every week, some early modules will feel familiar — the value stacks in the pack assembly.”
Anonymous · client in wealth-tech

Reserve a seat conversation

Tell us your role and upcoming audit window. We will confirm cohort dates and whether a team block makes sense.